中国跨境破产国际合作的法律问题研究
时间：2021-03-22 07:52:40 来源：达达文档网 本文已影响 人 
摘要：“修正的属地主义”“修正的普及主义”和“国际司法协商”三种方式逐渐打破以往“属地主义原则”和“普及主义原则”两分的立法模式，成为各国跨境破产程序域外效力立法模式的主流选择。在中国跨境破产国际合作建设中，韩进破产案件对中国跨境破产国际合作模式的选择有着深远影响。中国应当选择“修正的属地主义”立法模式，积极承认外国破产程序的效力，引入主要破产程序与附属破产程序概念，积极参与跨境破产合作。在“一带一路”与司法国际化建设背景下，《中华人民共和国破产法》第5条的互惠原则应当继续细化完善，坚持《南宁声明》承诺的互惠做法，先行给予对方国家当事人司法协助，积极促成互惠关系。在缺少跨境破产具体程序规定的情况下，借鉴示范法具体内容，个案适用破产议定书模式，建立灵活有效的跨境破产国际合作制度。
关键词：跨境破产制度；破产程序域外效力；国际司法协助；互惠原则
中图分类号：DF961.9文献标志码：A
文章编号：2096028X（2018）03010508
Research on the legal issues of international cooperation in crossborder insolvency in China
—taking the bankruptcy of Hanjin as an exampleLIU Yao
（Law school，Zhongnan University of Economics and Law，Wuhan 430073，China）
Abstract：The previous dichotomy of “localist principles” and “popularism” is gradually broken. The legislative model of “corrected territorialism”， “corrected universalism” and “international judicial consultation” has become the mainstream of the extraterritorial effect in crossborder insolvency proceedings. In the construction of international cooperation in crossborder insolvency in China， the case of Hanjin bankruptcy has farreaching influence on the choice of China’s international cooperation model. China should choose the “corrected territorialism” legislative model， actively recognize the effectiveness of foreign bankruptcy procedures， introduce the concepts of main bankruptcy process and subsidiary bankruptcy procedure， and take part actively in crossborder insolvency cooperation. Under the background of the Belt and Road proposal and the internationalization of China’s judiciary， the principle of reciprocity of Article 5 of the Bankruptcy Law of the People’s Republic of China should be refined and improved further， the reciprocal approach as promised by the Nanning Declaration should be adhered. China should give firstparty legal assistance to the other party and actively promote a mutually beneficial relationship with others. In the absence of specific procedures for crossborder insolvency， China should draw on the specific content of the Model Law and applys the model of bankruptcy protocol to the specific case， so as to make China’s crossborder insolvency cooperation system more scientific and reasonable.
Key words：crossborder insolvency system；extraterritorial effect of insolvency proceedings；international mutual legal assistance；reciprocity principle
一、韓进破产案件概述
韩进海运公司的破产是近期国际投资领域极为热门的话题，作为世界第七大航运公司，韩进海运的轰然倒塌不仅是自身公司经营的问题，更是世界航运市场不景气的缩影。2016年8月31日，韩进海运正式向其总部所在地的韩国首尔中央区法院提出破产保护申请，次日，法院宣布同意对韩进进行破产保护并指派了第三方作为破产管理人，韩进海运正式进入破产重整程序。目前债权人申报程序已经结束，来自全球的3 000多家债权人已经申报完毕，其中包括300多家中国债权人①
